The eﬀectiveness of MiFID provisions for professional clients: a critical review

A.J.C.C.M. Loonen; Randy Pattisellano

doi:10.1108/ JFRC-07-2018-0103

The eﬀectiveness of MiFID provisions for professional clients: a critical review

A.J.C.C.M. Loonen, Randy Pattisellano

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Abstract

This paper aims to identify the duty of care that applies to 'professionally classified clients’ based on the recently implemented Markets in Financial Instruments Directive II (MiFID II) as well as the previous Markets in Financial Instruments Directive I (MiFID I). The authors place critical notes on the effectiveness of some MiFID provisions.

Original language	English
Pages (from-to)	1-15
Number of pages	15
Journal	Journal of Financial Regulation and Compliance
Volume	27
Issue number	1
Early online date	2 May 2019
DOIs	https://doi.org/10.1108/ JFRC-07-2018-0103
Publication status	Published - 21 Jan 2020

Keywords

Duty of Care
MiFID II

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

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10.1108/ JFRC-07-2018-0103

The effectiveness of MiFID provisions for professional clients; a critical review, Journal of Financial Regulation and Compliance, 2019Final published version, 172 KBLicence: Article 25fa Dutch Copyright Act

https://www.emerald.com/insight/content/doi/10.1108/JFRC-07-2018-0103/full/html

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