The effectiveness of MiFID provisions for professional clients:a critical review

A.J.C.C.M. Loonen, Randy Pattisellano

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Abstract

This paper aims to identify the duty of care that applies to 'professionally classified clients’ based on the recently implemented Markets in Financial Instruments Directive II (MiFID II) as well as the previous Markets in Financial Instruments Directive I (MiFID I). The authors place critical notes on the effectiveness of some MiFID provisions.
Original languageEnglish
Number of pages15
JournalJournal of Financial Regulation and Compliance
Volume27
Issue number1
DOIs
Publication statusPublished - 2 May 2019

Keywords

  • Duty of Care
  • MiFID II

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