The effectiveness of MiFID provisions for professional clients:a critical review

A.J.C.C.M. Loonen, Randy Pattisellano

Research output: Contribution to JournalArticleAcademicpeer-review

Abstract

This paper aims to identify the duty of care that applies to 'professionally classified clients’ based on the recently implemented Markets in Financial Instruments Directive II (MiFID II) as well as the previous Markets in Financial Instruments Directive I (MiFID I). The authors place critical notes on the effectiveness of some MiFID provisions.
Original languageEnglish
Article number https://doi.org/10.1108/ JFRC-07-2018-0103
JournalJournal of Financial Regulation and Compliance
Volume27
Issue number1
Publication statusPublished - 1 May 2019

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Financial instruments

Keywords

  • Duty of Care
  • MiFID II

Cite this

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The effectiveness of MiFID provisions for professional clients:a critical review. / Loonen, A.J.C.C.M.; Pattisellano, Randy.

In: Journal of Financial Regulation and Compliance, Vol. 27, No. 1, https://doi.org/10.1108/ JFRC-07-2018-0103 , 01.05.2019.

Research output: Contribution to JournalArticleAcademicpeer-review

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